UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Form 10-Q
(Mark one)
[X] QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT
OF 1934
For the quarterly period ended: December 31, 2001
[ ] TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT
OF 1934
For the transition period from ________ to ________
Commission file number: 33-17679
North American DataCom, Inc.
(Exact name of small business issuer as specified in its charter)
Delaware 84-1067694
(State or other jurisdiction of incorporation or (IRS Employer Identification No.)
organization)
751 County Road 989, Building 1000, Iuka, MS 38852
(Address of principal executive offices) (Zip Code)
662-424-5050
(Issuer's telephone number)
Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15 (d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such report(s)), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]
APPLICABLE ONLY TO CORPORATE ISSUERS
State the number of shares outstanding of each of the issuer's classes of common equity, as of the latest practicable date:
Common Stock, $.0001 par value, 103,437,669 shares outstanding as of February 18, 2002.
TABLE OF CONTENTS
| PART I. FINANCIAL INFORMATION | |
| Item 1. Financial Statements (Unaudited). | 3 |
| Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations. | 16 |
| Item 3. Quantitative and Qualitative Disclosures About Market Risk. | 25 |
| PART II. OTHER INFORMATION | |
| Item 1. Legal Proceedings. | 25 |
| Item 2. Changes in Securities and Use of Proceeds. | 25 |
| Item 3. Defaults Upon Senior Securities. | 26 |
| Item 4. Submission of Matters to a Vote of Security Holders. | 26 |
|
Item 5. Other Information. |
26 |
| Item 6. Exhibits and Reports on Form 8-K. | 26 |
PART I. FINANCIAL INFORMATION
Item 1. Financial Statements (Unaudited)
| Condensed Financial Information (Unaudited) | |
| Condensed Consolidated Balance Sheets | 4 |
| Condensed Consolidated Statements of Operations | 5 |
| Condensed Consolidated Statements of Comprehensive Loss | 5 |
| Condensed Consolidated Statement of Changes in Stockholders' Equity | 6 |
| Condensed Consolidated Statements of Cash Flows | 7 |
| Notes to Condensed Consolidated Financial Statements | 8 |
|
NORTH AMERICAN DATACOM, INC. |
||||
|
Consolidated Balance Sheets as of December 31, 2001 (Unaudited) and June 30, 2001 |
||||
|
Dec. 31, 2001 |
June 30, 2001 |
|||
| (Unaudited) | ||||
|
ASSETS |
||||
|
Current Assets: |
||||
|
Cash and Cash Equivalents |
$ |
31,968 |
$ |
18,484 |
|
Accounts Receivable, Net of Allowance of $3,000 and $2,400 |
||||
|
at December 31, 2001 and June 30, 2001 |
57,283 |
76,230 |
||
|
Inventories |
8,341 |
5,978 |
||
|
Employee Advances |
2,555 |
2,555 |
||
|
Other |
8,000 |
- |
||
|
Total Current Assets |
$ |
108,147 |
$ |
103,247 |
|
Investments (Note 3) |
- |
- |
||
|
Property and Equipment: |
||||
|
Conduit and Optic Fiber (Note 4) |
14,525,905 |
14,525,905 |
||
|
Computers and Equipment |
728,102 |
728,032 |
||
|
Communications Equipment and Wireless Towers |
640,736 |
627,507 |
||
|
Software |
355,164 |
351,184 |
||
|
Other |
100,530 |
123,763 |
||
|
Total Property and Equipment |
16,350,437 |
16,356,391 |
||
|
Less Accumulated Depreciation and Amortization |
(168,271) |
(107,992) |
||
|
Net Property and Equipment |
16,182,166 |
16,248,399 |
||
|
Other Assets (Note 5) |
868,283 |
651,794 |
||
|
Total Assets |
$ |
17,158,596 |
$ |
17,003,440 |
|
LIABILITIES AND STOCKHOLDERS' EQUITY |
||||
|
Current Liabilities: |
||||
|
Trade Note Payable (Note 4) |
$ |
15,118,000 |
$ |
15,118,000 |
|
Accounts Payable |
773,262 |
1,044,558 |
||
|
Accrued Expenses |
877,635 |
692,103 |
||
|
Dividends Payable |
- |
55,950 |
||
|
Notes Payable (Note 10) |
220,000 |
- |
||
|
Convertible Notes Payable |
33,541 |
33,541 |
||
|
Total Current Liabilities |
17,022,438 |
16,944,152 |
||
|
Payable to Officer |
- |
25,662 |
||
|
Total Liabilities |
17,022,438 |
16,969,814 |
||
|
Commitments and Contingencies (Notes 4, 5, 6 and 8) |
- |
- |
||
|
Stockholders' Equity (Note 9) |
||||
|
Convertible Preferred Stock, No Par Value; 400,000 Shares |
||||
|
Authorized, none outstanding |
- | - | ||
|
Series B Convertible Preferred Stock, $.0001 Par Value; 6% |
||||
|
Cumulative; 5,000 Shares Authorized 2,279 and 1,756 Shares |
||||
|
Issued and Outstanding as of |
||||
|
December 31, 2001 and June 30, 2001, respectively |
2,278,167 | 1,755,492 | ||
|
Common Stock, $.0001 Par Value; 150,000,000 Shares |
||||
|
Authorized; 103,437,669 and 100,167,074 Shares Issued and |
||||
|
Outstanding as of December 31, 2001and |
||||
|
June 30, 2001, respectively |
10,343 | 10,016 | ||
|
Additional Paid in Capital |
5,039,878 |
4,585,655 |
||
|
Other Accumulated Comprehensive Loss |
(250,000) |
(250,000) |
||
|
Accumulated Deficit |
(6,942,230) |
(6,067,538) |
||
|
Total Stockholders' Equity |
136,158 |
33,626 |
||
|
Total Liabilities and Stockholders' Equity |
$ |
17,158,596 |
$ |
17,003,440 |
| See accompanying notes to condensed consolidated financial statements (unaudited). | ||||
|
NORTH AMERICAN DATACOM, INC. |
||||||||
|
Condensed Consolidated Statements of Operations (Unaudited) |
||||||||
|
For the Three Months Ended |
For the Six Months Ended |
|||||||
|
December 31, |
December 31, |
|||||||
| 2001 | 2000 | 2001 | 2000 | |||||
| Net Service Revenues | $ | 105,936 | $ | 85,366 | $ | 244,859 | $ | 156,373 |
| Cost of Services | 41,739 | 48,212 | 72,074 | 96,226 | ||||
| Gross Profit | 64,197 | 37,154 | 172,785 | 60,147 | ||||
| Selling, General and Administrative Expense | 574,471 | 798,090 | 995,669 | 1,513,954 | ||||
| Operating Loss | (510,274) | (760,936) | (822,884) | (1,453,807) | ||||
| Other Income (Expense): | ||||||||
| Interest Expense | - | (172,848) | - | (349,063) | ||||
| Loss in equity investment | (51,896) | - | (51,896) | - | ||||
| Other | 46 | - | 88 | - | ||||
| Total Other Income (Expense) | (51,850) | (172,848) | (51,808) | (349,063) | ||||
| Loss Before Income Tax Expense (Benefit) | (562,124) | (933,784) | (874,692) | (1,802,870) | ||||
| Income Tax Expense (Benefit) | - | - | - | - | ||||
| Net Loss | (562,124) | (933,784) | (874,692) | (1,802,870) | ||||
| Net Loss Applicable to Common Shareholders (Note 1) | $ | (0.005) | $ | (0.01) | $ | (0.008) | $ | (0.02) |
| Weighted Average Number of Common Shares Outstanding-Basic and Diluted (Note 1) | 102,469,299 | 98,638,724 | 101,444,853 | 98,491,320 | ||||
| See accompanying notes to condensed consolidated financial statements (unaudited). | ||||||||
|
NORTH AMERICAN DATACOM, INC. |
||||||||
|
Condensed Consolidated Statements of Comprehensive Loss (Unaudited) |
||||||||
|
For the Three Months Ended |
For the Six Months Ended |
|||||||
|
December 31, |
December 31, |
|||||||
| 2001 | 2000 | 2001 | 2000 | |||||
| Net Loss | $ | (562,124) | $ | (933,784) | $ | (874,692) | $ | (1,802,870) |
| Net change in unrealized loss on investments (Note 3) | - | (60,000) | - | (90,000) | ||||
| Comprehensive loss | $ | (562,124) | $ | (993,784) | $ | (874,692) | $ | (1,892,870) |
| See accompanying notes to condensed consolidated financial statements (unaudited). | ||||||||
|
NORTH AMERICAN DATACOM, INC. |
||||||||
|
Condensed Consolidated Statement of Changes in Stockholders' Equity (Unaudited) |
||||||||
| Net | Stock- | |||||||
| Unrealized | holders | |||||||
|
Series B Preferred |
Common Stock |
Additional |
Accumulated |
Loss on |
holders' |
|||
|
Shares |
Amount |
Shares |
Amount |
PIC |
Deficit |
Investments |
Equity |
|
|
Balance, June 30, 2001 |
1,756 |
$1,755,492 |
100,167,074 |
$10,016 |
$4,585,656 |
$(6,067,538) |
$(250,000) |
$33,626 |
| Issuance of Series B | ||||||||
|
Preferred Stock |
191 |
190,990 |
- |
- |
- |
- |
- |
190,990 |
| Issuance of additional Series | ||||||||
|
B Preferred Stock (Note 7) |
56 |
55,950 |
- |
- |
- |
- |
- |
55,950 |
| Issuance of shares for | ||||||||
|
services rendered |
- |
- |
90,000 |
9 |
12,591 |
- |
- |
12,600 |
|
Issuance of shares for |
||||||||
| equipment | - | - | 40,000 | 4 | 9,996 | - | - | 10,000 |
| Issuance of shares for | ||||||||
|
settlement of claims (Note 7) |
- |
250,000 |
25 |
25,600 |
- |
- |
25,625 |
|
|
Stock options (Note 10) |
- |
- |
- |
- |
8,000 |
- |
- |
8,000 |
| Net loss of the period | ||||||||
| ended September 30, 2001 | - | - | - | - | - | (312,568) | - | (312,568) |
| Balance, | ||||||||
|
September 30, 2001 |
2,003 |
$2,002,432 |
100,547,074 |
$10,054 |
$4,641,843 |
$(6,380,106) |
$(250,000) |
$24,223 |
| Issuance of Series B Preferred | ||||||||
|
Stock |
276 |
275,735 |
- |
- |
- |
- |
- |
275,735 |
| Issuance of Shares for | ||||||||
|
services rendered |
- |
- |
150,232 |
15 |
20,687 |
- |
- |
20,702 |
| Issuance of Shares for | ||||||||
|
services rendered |
- |
- |
2,740,363 |
274 |
377,348 |
- |
- |
377,622 |
| Net loss for the period ended | ||||||||
|
December 31, 2001 |
- |
- |
- |
- |
- |
(562,124) |
- |
(562,124) |
|
Balance, December 31, 2001 |
2,279 |
$2,278,167 |
103,437,669 |
$10,343 |
$5,039,878 |
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